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长沙证券监管特派员办事处:根据证监会《关于部分证券公司办理第二步批复手续有关问题的通知》(证监机字[1998]26号)的要求,湖南证券公司报送了《关于申请确认股本结构及公司高级管理人员的报告》(湘证字[1998]第137号)。经审查,该公司所报材料中拟投资入股三家股东(即湖南新兴公司、湖南爱迪高技术产业公司、湖南潇湘会计师事务所)不具备向证券公司投资入股的资格,部分拟任高级管理人员不具备担任证券经营机构高级管理人员的任职资格。因此,为保证湖南省证券公司增资改制工作的顺利进行,经研究,现通知如下:一、华天实业集团公司(含所属公司)直接或间接持有的湖南证券公司股份之和不
Changsha Securities Regulatory Commission Office: In accordance with the requirements of the CSRC Notice on Relevant Issues Concerning the Second Step Approval Procedures of Certain Securities Companies (Zheng Jian Ji Zi [1998] No. 26), Hunan Securities Company submitted the "Notice on Applying for Confirmation Capital Structure and Senior Management Report (Xiang Zheng Zi [1998] No. 137). After examination, the company reported to invest in the three shareholders intends to invest shares (ie, Hunan Xinxing Company, Hunan Aidi Hi-Tech Industrial Company, Hunan Xiaoxiang Certified Public Accountants) do not have the qualifications to invest in securities companies, part of the proposed senior management Does not have the qualifications as senior management of securities institutions. Therefore, in order to ensure the smooth progress of capital increase and restructure of securities companies in Hunan Province, upon research, we hereby notify as follows: 1. The sum of the shares of Hunan Securities Company held directly or indirectly by Huatian Industry Group Company (including its affiliated companies)