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济南证券监管办公室,青岛、长沙、昆明、西宁证券监管特派员办事处:你们关于辖区内证券公司归还所挪用客户交易结算资金的方案和初审报告收悉,根据中国证监会《关于印发<关于建立客户交易结算资金存管制度和清理整顿客户交易结算资金的若干意见>的通知》(证监机构字[1999]133号)以及《关于归还挪用客户交易结算资金方案初审工作的通知》(证监机构字[2000]44号)的要求,现批复如下:一、原则同意青海证券有限责任公司、山东证券有限责任公司、青岛万通证券有限责任公司、湖南证券有限责任公司、湖南省长沙证券公司、云南证券有限责任公司归还所挪用客
Jinan Securities Regulatory Office, Qingdao, Changsha, Kunming and Xining Securities Regulatory Commission Office: As for your proposal on the return of misappropriated client transaction settlement funds by the securities companies within their jurisdictions and the first instance report, according to the Notice of the CSRC on Printing and Distributing Notice of the CSRC (No. [1999] 133) and the “Notice on the Preliminary Review of the Scheme of Returning the Settlement Funds of Trading Clients to Trading Accounts” (CSRC Word [2000] No. 44), the approval is hereby made as follows: I. In principle, it is agreed that Qinghai Securities Co., Ltd., Shandong Securities Co., Ltd., Qingdao Wantong Securities Co., Ltd., Hunan Securities Co., Ltd., Hunan Changsha Securities Co., Ltd., Yunnan Securities Co., Ltd. returned the embezzled customers