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近年来,期货监管部门积极响应中央政府改革调整工作,逐步实现简政放权并加强监管,让市场发挥功效,极力维护期货市场的稳定运营和创新发展。监管部门精简审批,实施行政处罚权和调整内设机构等具体措施,一方面不仅促进监管转型,让市场机制发挥功效,提高了期货业竞争效率。但另一方面“简政放权”也可能带来自律组织职能弱化、地方保护主义和监管真空等潜在监管问题。本文从监管转型和市场发展两方面出发讨论期货监管“简政放权”的必要性与改革思路,并
In recent years, the futures regulatory authorities have actively responded to the reform and adjustment work carried out by the central government, gradually implemented the policy of decentralization and decentralization and strengthened supervision so as to bring the market into effect and tried its best to maintain the stable operation and innovation in the futures market. Regulators to streamline the examination and approval, the implementation of the right to administrative penalties and the adjustment of internal agencies and other specific measures, on the one hand not only to promote regulatory transition, so that market mechanisms work to improve the efficiency of the futures industry competition. However, on the other hand, “simplification and decentralization” may also bring about potential regulatory problems such as weakened organizational functions of self-regulatory organizations, local protectionism and regulatory vacuum. This article discusses the necessity and reform ideas of futures regulation, “simplification and decentralization” from two aspects: regulatory transition and market development.