产权交易机构业务风险预防与控制是一件事关机构本身健康、可持续发展的大事,需要予以高度重视。湖南省联合产权交易所(以下简称“湖南联交所”)业务风险预防与控制体系主要由四部分构成:一是业务部门自身的风险预防与控制;二是在机构设置上,设立与业务部门相分离的风险控制部门——合规鉴证部,专职履行产权交易风险防控和合规管理工作;三是设立专职风控总监及业务风险控制委员会,重点研究解决业务运作过程中的重大、复杂问题;四是聘请专 The prevention and control of business risks of property rights exchange agencies is a major issue that concerns the health and sustainable development of the agencies themselves and needs to be given high priority. The system of business risk prevention and control in Hunan United Assets and Equity Exchange (hereinafter referred to as “the Hunan Stock Exchange”) mainly consists of four parts: one is the risk prevention and control of the business unit itself; the other is the establishment of a Third, set up a full-time director of risk control and a business risk control committee to focus on researching and resolving major issues in the operation of the business , Complex issues; four hired professionals