论文部分内容阅读
一、基本案情某证券有限责任公司(以下简称某证券)于2000年12月7日在广东某某信托投资公司信托业与证券业分离和原广东联合期货交易所改组的基础上经中国证券监督管理委员会批准成立。该公司成立时注册资本为3亿元,2004年11月25日注册资本变更为5.1亿元。2005年6月30日,因某证券挪用客户交易结算资金,超范围经营委托理财业务且数额巨大,造成严重社会危害,中国证
First, the basic facts of a securities limited liability company (hereinafter referred to as a securities) on December 7, 2000 in Guangdong, a trust and investment company trust and securities industry separation and the original Guangdong United Futures Exchange restructuring based on the China Securities Regulatory Commission Management Committee approved the establishment. The company was founded with a registered capital of 300 million yuan. On November 25, 2004, the registered capital was changed to 510 million yuan. June 30, 2005, due to a securities misappropriation of customer transaction settlement funds, the scope of business entrusted wealth management business and a huge amount, causing serious social harm, China Securities