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20世纪90年代初,我国彻底实现证券无纸化,投资者手中不再持有实物证券,而是通过电子登记账户实现相关的证券权利。股票、公司债券等资本证券无纸化后是否适用善意取得制度成为了疑问,法律也没有作出相关规定。同时,《证券法》对于无纸化证券权利归属的标志、权利转移的生效要件等都没有明确规定。修订后的《证券法》能否对无纸化证券的善意取得问题作出回应,值得期待。本文通过考察无纸化证券持有模式,明确投资者对电子账户记录享有财产权,肯定了无纸化证券可以发生善意取得,并结合国际公约和国外成功立法经验,对我国无纸化证券善意取得相关制度的完善提出一些建议。
In the early 1990s, China completely realized the paperless paperwork. Instead of holding physical securities in the hands of investors, it realized the relevant securities rights through the electronic registration of accounts. Equity and corporate bonds and other capital securities after the paperless application of goodwill to obtain the system has become a doubt, the law has not made the relevant provisions. At the same time, the “Securities Law” does not clearly stipulate the vesting sign of the ownership of paperless securities and the entry into force of rights transfer. Whether the amended “Securities Law” can respond to the goodwill acquisition of paperless securities is worth the wait. This paper examines the mode of paperless securities holdings, clarifies that investors have the property rights to the electronic account records, affirms the goodwill acquisition of paperless securities, and combines the international conventions and the successful foreign legislation experience to acquire the goodwill of our paperless securities Improve the relevant system put forward some suggestions.