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中国证券监督管理委员会公告[2011]16号现公布《基金行业人员离任审计及审查报告内容准则》,自2011年10月1日起施行。二〇一一年七月七日第一条为了规范基金行业人员离任审计及审查报告内容,根据基金监管相关规定,制定本准则。第二条基金管理公司、基金托管银行、基金销售机构应当建立相关人员离任审计或者离任审查制度。
China Securities Regulatory Commission Announcement [2011] No. 16 Announcement on the Guidelines for the Contents of the Auditing and Examination Report on Employees’ Leave in the Fund Industry is hereby promulgated on October 1, 2011. Article 1 In order to standardize the contents of the auditing and examination report on the departure of personnel in the fund industry, this standard is formulated in accordance with the relevant provisions on fund supervision. Article 2 The fund management companies, fund custodian banks and fund sales agencies shall set up the system of auditing or leaving the posts for the relevant personnel.