证券市场存在着各种形式的借贷或委托资产管理合同 ,借贷或委托合同当事人各方往往在签订借款合同或委托资产管理合同时 ,共同与证券公司签订各种形式的“委托监管协议” ,授予其“监管权” ,监督合同的履行。本文对证券市场上存在的委托监管协议及协议所赋予的监管权进行了评析 ,从而揭示协议有效的前提及证券公司可行使的“监管权”内容。 Various forms of loans or entrusted asset management contracts exist in the securities market. When borrowing or entrusting parties to a contract often sign a loan contract or entrust an asset management contract, they jointly sign various forms of “commission supervision agreement” with the securities company to grant Its “regulatory power” to supervise the performance of the contract. This article reviews the regulatory powers entrusted to the supervisory agreements and agreements that exist in the securities market, revealing the premise of effective agreement and the “regulatory power” that securities companies can exercise.