论文部分内容阅读
黑龙江证券登记有限公司:中国证监会对大庆联谊石化股份有限公司(以下简称大庆联谊)欺诈上市问题进行了调查。一、违规事实黑龙江证券登记有限公司为大庆联谊提供虚假股权托管证明。1997年3月,黑龙江证券登记有限公司为大庆联谊出具虚假股权托管证明,将时间提前到1994年1月。文件签发人为该公司副总经理林国臣。黑龙江证券登记有限公司的行为,构成《股票发行与交易管理暂行条例》(以下简称《股
Heilongjiang Securities Regulatory Co., Ltd.: China Securities Regulatory Commission conducted an investigation into the fraudulent listing of Daqing Lianyi Petrochemical Co., Ltd. (hereinafter referred to as Daqing Alliance). First, the illegal facts Heilongjiang Securities Depository Co., Ltd. Daqing friendship to provide false equity custody certificate. In March 1997, Heilongjiang Securities Registrars Co., Ltd. issued a false equity custody certificate for Daqing Alliance, and the time was advanced to January 1994. The issuer of the document is Lin Guochen, deputy general manager of the company. The behavior of Heilongjiang Securities Registration Co., Ltd. constitutes the Interim Regulations on the Administration of Stock Issuance and Trading (hereinafter referred to as the "Stock