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证券投资基金作为一种重要的投资方式正受到越来越多的关注,但相对基金本身的快速发展,作为其重要参与者的基金持有人的利益却往往得不到相应的保护。尽管《中华人民共和国证券投资基金法》规定了各项制度来保障基金持有人的利益,但仍存在着一定的局限性。本文认为当前可考虑将基金业绩与管理报酬实现捆绑,同时加大对相关责任人的惩罚力度来约束基金管理人,使其遵守信赖义务,并加强基金托管人的监督力度,完善基金持有人大会制度,以全面保护基金持有人利益。
As an important method of investment, securities investment funds are receiving more and more attention. However, relative to the rapid development of funds, the interests of fund holders, as their important participants, are often not protected accordingly. Although the “Securities Investment Fund Law of the People’s Republic of China” stipulates various systems to protect the interests of fund holders, there are still some limitations. This paper believes that the current performance of the fund may be considered and management of remuneration bundles, while increasing the relevant responsible person’s punishment to restrain the fund managers to make them comply with the trust obligations and strengthen the fund custodian’s supervision, improve fund holders Assembly system, in order to fully protect the interests of fund holders.