对资产管理人财务顾问费收支的合规性问题,目前我国的监管政策和司法判例尚未形成统一、合理的标准,难以对实践发挥有效指导作用。本文从资产管理人信义义务的角度着手,参考普通法体系的尺度,对资产管理实践中主要存在的四类财务顾问费问题进行分析,以有效地识别和检讨受托人责任标准,进而为完善相关法规和监管政策提供借鉴,为实务操作提供思路。 At present, there is not a uniform and reasonable standard for the regulatory compliance and judicial precedent of the financial adviser fees and charges of asset managers, so it is difficult to effectively guide the practice. Based on the common law system, this paper analyzes the four types of financial advisors’ fees that exist in the practice of asset management in order to effectively identify and review the standards of responsibility of the trustee, so as to improve the correlation Regulations and regulatory policies to provide reference for the practical operation to provide ideas.