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发展和完善证券监管已经成为当前我国证券市场和国民经济发展无法回避也亟待解决的关键问题。目前,证券监管部门越位、错位和缺位的“三位一体”恰恰是导致市场不规范的重要诱因。完善我国证券监管的关键应该是转变政府证券监管部门的职能。作者提出:我国政府的证券监管职能应在三个方面进行转变,即越位的职能应归位;错位的职能应适位;缺位的职能应补位。
The development and improvement of securities regulation have become the key issues to be solved urgently in our country’s securities market and the unavoidable development of national economy. At present, the “trinity” of offsides, misplaced positions and vacancies of securities regulators is precisely the important incentive that causes market irregularities. The key to improve China’s securities regulation should be to change the functions of government securities regulatory authorities. The author puts forward that the function of securities supervision in our government should be changed in three aspects: the function of offside should be returned; the function of dislocation should be appropriate; the function of vacancy should be replaced.