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监管权力配置与政府职责是确定监管架构的基本要素。从权力本位的角度出发监管机构的职责可分为监管立法权、监管行政权、监管司法权与超极监管权;从职责本位出发监管权力配置模式可分为分业监管模式、混业监管模式与混合监管模式。监管权力配置与政府职责最终统一于监管对象,在发达国家可以形成动态化的监管架构,在发展中国家则需要通过成本—收益分析法确定最优的监管架构。
Regulating the allocation of power and government responsibilities is the basic element of determining the regulatory framework. From the power-based point of view, the responsibilities of regulatory agencies can be divided into regulatory legislative power, regulatory power, supervisory power and ultra-supervisory power; starting from the duty-based regulatory power allocation model can be divided into separate supervision mode, mixed supervision mode And mixed supervision mode. Regulatory power allocation and government responsibilities are finally unified with the regulatory targets. In developed countries, a dynamic regulatory framework can be formed. In developing countries, the optimal regulatory framework needs to be determined through cost-benefit analysis.