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由于内部控制制度建设的不完善,使得银行在经营过程中极易遭遇风险。从以往经验中可以看出,内部控制环节是银行风险的高发部位,内部控制风险防范也成为银行风险防范的重要一环,受到越来越多的关注,切实执行风险管控措施势在必行。本文以基层银行为研究对象,就其内部控制风险类型、风险形成原因展开了分析,并结合工作经验提出了优化内控风险防控能力的建议,以供参考借鉴。
Due to the imperfect internal control system construction, banks are easily exposed to risks during the course of operation. As can be seen from past experience, internal control is a high risk part of the bank. Prevention of internal control risk also becomes an important part of the bank’s risk prevention. With more and more attention, it is imperative to implement risk control measures. This paper takes grass-root banks as the research object, analyzes the types of internal control risk and causes of risk formation, and puts forward suggestions on how to optimize the risk prevention and control ability of internal control based on the experience of work for reference.