经纪业务简而言之,就是“受人之托,代人理财”,前者具有帮助证券投资者完成证券买卖的功能,后者则要求经纪业务具有帮助证券投资者形成正确投资决策的职能。从改革和发展看,我国应建立多层次的不同发展阶段的证券经纪人制度模式。第一步,推行全员经纪人模式,建立易于控制的管理模式;第二步,推行客户理财报告缺席业务模式,既能着力解决目前经纪业务中存在的各种矛盾和弊端,致力于业内提升竞争层次,又为向独立经纪人模式过渡做好准备,较好地解决新旧经纪业务模式的衔接;第三步,实行 Brokerage, in short, is “entrusted by the people, on behalf of people,” the former has to help securities investors to complete the function of securities trading, the latter requires the brokerage business to help securities investors to form the correct investment decision-making functions. From the perspective of reform and development, China should establish a multi-level securities broker system model with different stages of development. The second step, the implementation of customer financial management report absent business model, both to resolve the current conflicts and malpractices in the existing business, committed to the industry to enhance Competitive level, but also to prepare for the transition to an independent broker model, a better solution to the old and new brokerage business model convergence; the third step, the implementation of