论文部分内容阅读
3月19日下午,深交所举行“第七届会员单位与基金公司优秀研究成果表彰大会”。海通证券股份有限公司报送的《股权分置背景下的隧道效应与过度融资》,江南证券有限责任公司报送的《中国证券市场主要违法违规行为的识别和防范研究》,渤海证券有限责任公司报送的《对我国券商新的净资本计算规则的实证研究》,西南证券有限责任公司报送的《中国市场可转换债券发行信息含量的识别》分获基础问题类、制度结构类、市场主体类、投资策略类一等奖。
On the afternoon of March 19, the Shenzhen Stock Exchange held “Commendation Ceremony for Outstanding Research Achievements of the Seventh Member Institution and Fund Company”. Hai Tong Securities Co., Ltd. submitted “tunneling under the background of split share structure and over-financing”, Jiangnan Securities Co., Ltd. submitted “China’s securities market, the main violations of the identification and prevention of” Bohai Securities Co., Ltd. An Empirical Study on the Rules for Calculating the New Net Capital of Our Brokers submitted by China Securities Journal and the “Identification of Information Content of Convertible Bonds Issued in China Market” submitted by Southwest Securities Co., Ltd. were classified as basic problems, institutional structures and market players Class, investment strategy class first prize.