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场外金融衍生工具交易的蓬勃发展是当今全球金融领域内的重要现象,对全球金融活动产生深远影响。各国、各地区对场外金融衍生工具交易监管制度的基本理念及制度内涵的研究,还处于探索阶段。近年来,我国银行业场外金融衍生工具获得快速发展,完善相关监管制度,相当迫切。本文力图较为系统地整理、分析、提炼场外衍生金融工具交易监管制度的基本原则和一般规律,并对完善我国相关监管制度提出建议。
The booming development of OTC financial derivatives transactions is an important phenomenon in today’s global financial field and has a profound impact on global financial activities. The research on the basic concepts and system connotation of the supervision over OTC financial derivatives transactions by countries and regions is still in the exploratory stage. In recent years, the rapid development of the offshore derivatives in the banking industry in our country has made it very urgent for the relevant regulatory regime to be improved. This article tries to systematically analyze, analyze and extract the basic principles and general rules of the OTC financial transaction supervision system, and make suggestions on how to improve the relevant regulatory system in our country.