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证券投资基金“老鼠仓”是盘踞中国证券市场的一大顽症。目前,我国法律在“老鼠仓”的民事责任方面的缺失一方面导致了基金份额持有人的损失得不到赔偿,违背了公平原则,另一方面导致了基金经理的违法成本较低,从而使基金业的“老鼠仓”行为愈演愈烈。基于此,本文在分析基金经理的法律地位及基金管理人和基金托管人对“老鼠仓”行为承担民事责任的法理基础上,认为责任人承担的是违约责任,并探讨了“老鼠仓”民事责任的主体和责任范围。
Securities Investment Fund “rat warehouse ” is a major chronic disease entrenched in the Chinese stock market. At present, the lack of civil liability of our country’s law in the “rat warehouse” not only causes the loss of the fund share holders not to be compensated, but violates the principle of fairness, on the other hand, the fund managers’ illegal costs are lower , So that the fund industry’s “rat warehouse” behavior intensified. Based on this, based on the analysis of the legal status of fund managers and the jurisprudence that fund managers and fund trustees should bear civil liability for the behavior of “rat warehouse”, this paper argues that the responsible persons bear the responsibility of breach of contract and discusses “ Warehouse ”the main body and responsibility of civil liability.