现今的中国证券市场处于“新兴转轨”阶段,证券市场中的问题参差不齐,尤其是注册制度改革背景下我国证券监管体制面临新的挑战,过去完全依赖证监会和政府主管部门,忽视市场主体的作用,而今的证券监管应当充分发挥市场的监管职能。 At present, the stock market in China is in the stage of “new transition”, and the problems in the stock market are uneven. Especially in the background of the registration system reform, the securities regulatory system in our country faces new challenges. In the past, it completely relied on the CSRC and government departments to ignore The role of market players, and now securities regulation should give full play to the market regulatory functions.