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随着我国基金业的发展与壮大,关联交易日益突出。在理论上,基金关联交易存在是否需要监管之争,在实践上监管则存在着不同的模式。经综合论证,适度监管是解决问题的最好办法。然而,适度监管的前提是对基金关联交易监管模式的正确选择。我国目前基金关联交易监管采用的是我国台湾地区监管模式,这种监管模式弊端很多,基金运行的实践已经对其提出了严峻的挑战。因此,我国目前面临着重新选择基金关联交易监管模式的艰巨任务。理论与实践证明,我国采用美国式的基金关联交易监管模式具有可行性。
With the development and expansion of China’s fund industry, related party transactions have become increasingly prominent. In theory, the existence of related party transactions whether the need for regulatory controversy, in practice there are different modes of regulation. After comprehensive demonstration, proper supervision is the best way to solve the problem. However, the premise of moderate supervision is the correct choice of the regulatory model for the related party transactions. At present, the supervision of the related party transactions of funds in our country adopts the regulatory model of Taiwan in our country. This model has many drawbacks and the practice of fund operation has posed a severe challenge to it. Therefore, our country is currently faced with the arduous task of re-selecting the regulatory model of related party transactions of funds. Theory and practice have proved that it is feasible to adopt the American regulatory model of fund-related transactions.