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为了强化监管干部的素质,提高依法治市水平,日前,中国证监会在北京举办了机构监管人员培训班,来自各证券监管办公室、特派员办事处和沪深证券交易所的机构监管部门的负责同志50余人参加了培训。培训班主要围绕证券经营机构的监管工作,学习丁《证券法》和有关法规、办法。通报了1999年机构监管的工作思路、任务及要求,明确了机构监管工作的程序。培训班聘请了证监会主要业务部门的负责同志密切联系市场实际并结合案例作了讲演,具有较强的务实和操作性,使学员收获很大,比较好地理解掌握了机构监管的有关法律、法规。香港证监会和香港联交所的专家还到培训班向学员介绍了境外对证券经营机构监管的情况。
In order to strengthen the quality of supervisory cadres and improve the standard of governing the city according to law, the CSRC recently held a training course for supervisors in Beijing on behalf of various securities regulatory offices, commissioners’ offices and institutional regulators of the Shanghai and Shenzhen Stock Exchanges More than 50 comrades attended the training. The training mainly focuses on the supervision of securities institutions, studying the “Securities Law” and relevant laws and regulations and measures. Informed of the work of institutional supervision of the train of thought in 1999, tasks and requirements, a clear process of regulatory agencies. The training course hired the responsible comrades of the major business units of the CSRC to make presentations in close connection with the actual market and in combination with the case. The lectures were highly practical and operable so that the trainees could gain a great deal and better understand the relevant laws governing the supervision of the institutions. Regulations. Experts from the Hong Kong Securities and Exchange Commission and the Hong Kong Stock Exchange also went to the training course to introduce trainees to overseas supervision of securities institutions.