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为了应对国际竞争,我国现在已经出现了大量的金融控股公司,其业务的多元化增强了金融机构的竞争力,带来了诱人的利润,但是同时也给金融市场带来了高度的风险。这就对金融监管者提出了更高的要求,如何有效防范这些金融风险,对金融控股公司进行监管,发挥金融控股公司的积极性,维护金融秩序的稳定,是立法者必须考虑的问题,也是亟需解决的问题。本文着重从内控机制方面进行论述,建议监管者从这个角度加强对金融控股公司的监管。
In response to the international competition, a large number of financial holding companies have emerged in our country. The diversification of their businesses has increased the competitiveness of financial institutions and brought attractive profits. However, it has also brought a high degree of risk to the financial markets. This puts forward higher requirements on financial regulators. How to effectively guard against these financial risks, regulate the financial holding companies, exert the enthusiasm of the financial holding companies and maintain the stability of the financial order are issues that lawmakers must consider and also urgently need Problem to be solved. This article focuses on the internal control mechanisms discussed, suggesting that regulators from this perspective to strengthen the financial holding company’s supervision.