近日,國務院正式批准在證券期貨執法領域開展行政和解試點工作,為此,中國證監會專門研究制定了《中國證監會行政和解試點實施辦法(徵求意見稿)》(以下簡稱《辦法》),向社會公開徵求意見。如行政和解制度確立,投資者尋求賠償又多了一條新路徑。根據《辦法》規定,選擇行政和解,需要是虛假陳述、內幕交易、操縱市場或欺詐客戶等違法違規案件,並同時滿足以下四個條件。第一,證監會正式立案,並經過了必要的調查程序,但案件事實或法律關係尚 Recently, the State Council formally approved the pilot project of administrative reconciliation in the field of securities and futures enforcement. To this end, the CSRC has specially studied and formulated the Measures for the Implementation of the Administrative Reconciliation Pilot Spot for China Securities Regulatory Commission (Draft for Comment) (hereinafter referred to as the Measures) Social open for comments. As the system of administrative reconciliation was established, investors sought another new route for compensation. According to the “Measures”, the choice of administrative reconciliation requires false statements, insider trading, manipulation of markets or fraudulent clients and other illegal infringement cases, and at the same time meet the following four conditions. First, the SFC formally filed the case and passed the necessary investigation procedures, but the facts of the case or legal relationship