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本文主要从行政责任、刑事责任及民事责任三方面入手,分析我国现行的信息披露责任制度若干问题,并介绍美国及日本相关制度的优势和长处,试图通过比较分析,为我国证券立法提供理论上的借鉴。本文认为,应当确定与违法披露收益相当的罚款金额水平,在《证券法》中载入刑事责任的具体规定,完善民事赔偿案件的诉讼机制。
This article mainly analyzes three aspects of the current responsibility system of information disclosure in our country from the aspects of administrative responsibility, criminal responsibility and civil liability. It also introduces the advantages and strengths of the relevant systems in the United States and Japan, and attempts to provide theoretical basis for the securities legislation in our country through comparative analysis Reference. This paper argues that we should determine the amount of fines equivalent to the amount of illegal disclosure, including the specific provisions of criminal liability in the Securities Law, and improve the litigation mechanism in civil compensation cases.