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本文从制度的规制性因素、规范性因素和文化-认知性因素三个维度出发,以台湾证券市场由核准制向注册制转变历程为借鉴,梳理了我国证券市场由核准制向注册制转变的有利条件和不足,并提出我国可以首先在创业板市场引入注册制,然后再由并存制度向全面注册制过渡。本文进一步从完善法律、建设制度、塑造理念三个层面为全面实行注册制进行充分准备提出了可行的政策建议。
This article starts from the three dimensions of the regulatory, normative and cultural-cognitive factors of the system. With reference to the transitional process from the approval system to the registration system in the securities market of Taiwan, this paper sorts out the transformation of the securities market from registration system to registration system And proposed that China should first introduce a registration system in the GEM market and then transition from a coexistence system to a comprehensive registration system. This article further from the perfect legal, construction system, shaping the concept of three levels for the full implementation of the registration system to make full preparations for the feasible policy recommendations.