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各证券监管办公室、办事处、特派员办事处:根据《证券法》和我会《关于进一步加强证券公司监管的若干意见》(证监机构字[1999]14号)的有关规定,证券公司直接进行风险投资与现行法律、法规不符。为促使证券公司规范经营,防范其盲目进行风险投资引发风险,现就证券公司参与风险投资的有关问题通知如下:
Securities Regulatory Offices, Offices and Special Representative Offices: According to the relevant provisions of the Securities Law and the “Opinions on Further Strengthening Supervision over Securities Companies” (Zheng Jian Zi Zi [1999] No. 14), the securities companies directly carry out Venture capital does not accord with current laws and regulations. In order to encourage securities companies to standardize their operations and prevent them from risking risky investments blindly, the following are issues regarding the participation of securities companies in venture capital: