论文部分内容阅读
第一,要在扩大证券的种类上进行突破。按照现行《证券法》第2条的规定,《证券法》调整的主要是股票、公司债券以及国务院认定的其他证券,2005年修改的时候又包含了政府债券、证券衍生品种。根据我国金融业发展的情况,再结合欧洲、美国、日本、韩国修法的经验,应当把符合投资契约特征的投资性金融商品,包括投资性的银行理财产品,投资性的保险产品,还有一些传统上没有纳入
First, we must make breakthroughs in expanding the types of securities. According to the provisions of Article 2 of the current Securities Law, the major changes in the Securities Law are stocks, corporate bonds and other securities recognized by the State Council. In 2005, they also included government bonds and derivative securities. According to the development of the financial industry in our country, combined with the experience of law revision in Europe, the United States, Japan and South Korea, investment financial products that conform to the characteristics of investment contracts, including investment banking wealth management products, investment insurance products, and some Traditionally not included