论文部分内容阅读
济南、广州证券监管办公室,宁波、福州证券监管特派员办事外:你们报送的证券投资咨询人员从业资格申请材料和证券投资咨询人员执业资格初审材料收悉。根据《证券、期货投资咨询管理暂行办法》、《关于证券投资咨询人员从业资格申请有关问题的通知》(证监机构字[1999]49号)和《关于证券投资咨询机构申请咨询从业资格及证券投资咨询人员申请咨询执业资格的通知》(证监机构字[1999]68号)的有关规定,现批复如下:
Jinan, Guangzhou Securities Regulatory Office, Ningbo, Fuzhou securities regulatory commission agents: Securities and investment advisers submitted by you to apply for the qualification materials and securities investment consultant qualification materials received. According to the Interim Procedures for the Administration of Securities and Futures Investment Consulting, the Circular on the Issues Concerning the Application for Qualifications of Securities Investment Consultants (Zheng Jian Ji Zi [1999] No. 49) and the Circular on Applying for Professional Qualifications and Securities Investment by Securities Investment Consulting Bodies Consultants apply for advice on the qualifications of the notice "(Zheng Jian Guan Zi [1999] No. 68), the relevant provisions are as follows: