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随着“一行三会”已经开展一系列加强监管的政策调整,针对我国资管行业发展面临的突出问题,推动改革时必须加强顶层设计,从资管基础制度、资管经营机构、资管业务和产品、资管市场四个维度出发,分层次、有步骤地构建和推动整体改革方案。亟须解决的重点问题第一,资管业务的基础法律关系和性质不统一。资产管理业务是资产管理人(金融机构)接受客户委托,按照合同约定对客户资产进行管理和运作的行为,基本法律依据是《信托法》、《证券投资基金法》和行业
In line with the prominent problems facing the development of China’s asset management industry, we must step up the top-level design in order to promote the reform. From the basic system of asset management, the asset management and operation agencies, Business and product management, asset management market starting from four dimensions, step by step to build and promote the overall reform program. The urgent need to address the key issues First, the basic legal relationship and nature of asset management business is not uniform. Asset management business is the behavior of asset managers (financial institutions) entrusted by clients to manage and operate client assets according to the contract. The basic legal basis is “Trust Law”, “Securities Investment Fund Law” and industries