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囿于证券经纪人制度尚缺乏明确的法律支持,证券公司虽急于发展经纪人,但考虑到牵涉的种种问题,所以在界定证券经纪人的权限方面慎之又慎,目前基本上还停留在“开发客户、拉资金、提佣金”的层次上。这似乎和保险经纪人有些类似,但工作难度相对要大得多。证券公司一方面希望经纪人带来客户,但又不愿在没有法律依据的情况下为经纪人工作中出现的问题负责任,所以现在经纪人“非公非私”的身分就很有些暖昧。这在很大程度上限制了证券经纪人的正常发展,目前从事证券业务的多是兼职人员。另一方面。国人似乎并不习惯
尚 lack of clear legal support for the securities broker system, although the securities companies are eager to develop brokers, but taking into account the problems involved, so in the definition of securities brokers permissions cautious, is still basically stuck in the “ Develop clients, pull funds, raise commissions ”level. This seems somewhat similar to an insurance broker, but the job is considerably more difficult. On the one hand, securities companies want brokers to bring clients but are unwilling to be responsible for the problems that arise in the broker’s work without legal basis, so brokers now have more “non-public and non-private” identities Ambiguous. This largely limits the normal development of securities brokers, most of the current securities business is part-time staff. on the other hand. People do not seem to get used to it