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我国基金业起步晚,发展快,关联交易监管制度存在的问题也多。针对这些问题,我们应该借鉴美国经验,结合中国实际,建立一个体系完整,内容全面的监管制度。1、从立法上确定我国的监管模式;2、明确界定关联交易的范围和类型;3、有力控制基金公司内部人的关联交易;4、完善受害人的救济制度。
The fund industry in our country started late and developed rapidly. There are also many problems in the regulatory system of connected transactions. In response to these problems, we should learn from the experience of the United States and combine with China’s reality to establish a comprehensive and comprehensive regulatory system. 1. To determine the regulatory mode of our country from the legislation; 2. To clearly define the scope and type of related party transactions; 3. To effectively control the related party transactions of the insiders of the fund companies; 4. To perfect the relief system of the victims.