论文部分内容阅读
一我国证券营业部存在的风险主要有两大类：第一类是来自于营业部外部的风险，即来自证券交易所（或证券交易中心）、证券登记公司、清算公司等有直接业务关系的风险。这些风险主要有：由于证券交易所（或证券交易中心）通信发生故障，致使证券行情中断或委托中断而给营业部和
There are two main types of risks in China’s securities business department. The first category is the risk arising from the outside of the business department, namely, the risks arising from the direct business relationship between the stock exchange (or securities trading center), securities registration companies and liquidation companies risk. These risks are mainly: due to the stock exchange (or stock exchange) communications failure, resulting in interruption of the stock market or entrusted to the business department and interrupted