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中国证券业是改革开放的产物,它的诞生、起步和发展,其真正意义在哪里?一段时间以来,社会上对“君安”、“红光实业”炒得沸沸扬扬,中国证券业究竟怎么了?新出台的“证券法”第9条明确规定,国家审计机关对证券监管机构、证券经营机构进行审计监督。那么,审计机关的着力点应该在哪里?审计对证券为改革发展服务,能发挥哪些方面的作用?本刊记者就此采访了中国人民大学财政金融学院副院长吴晓求教授,期望能对关心证券市场发展和证券审计的多方人士,开启一面更为广阔的视野。
China’s securities industry is the product of reform and opening up. Its birth, start and development, where is the real meaning? For some time now, the society has been overreaching “Junan” and “Hongguang Industry”. What happened to the Chinese securities industry? Article 9 of the newly promulgated “Securities Law” clearly stipulates that the national auditing authority shall conduct auditing and supervision of securities regulators and securities business institutions. So, the focus of audit agencies should be? Auditing the securities for the reform and development services, what can play the role of this reporter interviewed Renmin University of China School of Finance Professor Wu Xiaoqiu, vice president, looking forward to be concerned about the securities market Development and securities audit multi-party, open a broader perspective.