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第一章总则第一条为了规范保险公司治理结构,加强保险公司合规管理,根据《中华人民共和国公司法》、《保险公司管理规定》、《关于规范保险公司治理结构的指导意见(试行)》等法律法规,制订本指引。第二条本指引所称的合规是指保险公司及其员工和营销员的保险经营管理行为应当符合法律法规、监管机构规定、行业自律规则、公司内部管理制度以及诚实守信的道德准则。
Chapter I General Provisions Article 1 In order to standardize the governance structure of insurance companies and strengthen the compliance management of insurance companies, according to the Company Law of the People’s Republic of China, the Provisions on the Administration of Insurance Companies, the Guiding Opinions on Regulating the Governance Structure of Insurance Companies (for Trial Implementation) “And other laws and regulations, the development of this guide. Article 2 The term ”compliance" as mentioned in these Guidelines refers to the insurance management practices of insurance companies and their employees and marketers that should comply with the laws, regulations, regulatory agencies, industry self-regulation rules, the company’s internal management system, and the ethical code of honesty and trustworthiness.