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证券监管应该考虑成本与收益,证券监管的成本包括直接成本与间接成本。在监管过程中应根据成本和收益的比值来确定监管的边界。我国目前监管范围过宽,增加了监管成本,减少了监管收益,从而影响到监管的效率,应该改变监管方式,进行重点监管。同时为了保证监管的效率,也要从效率和行为方面对监管者进行一定的监督。
Securities regulation should consider costs and benefits. The cost of securities regulation includes direct costs and indirect costs. In the regulatory process should be based on the ratio of costs and benefits to determine the regulatory boundaries. At present, the scope of supervision in our country is too wide, which increases the cost of supervision and reduces the benefits of regulation, thereby affecting the efficiency of regulation. We should change the mode of supervision and supervise the regulation. At the same time, in order to ensure the efficiency of supervision, we must also supervise the regulators from the aspects of efficiency and behavior.