中国证监会副主席史美伦近日表示,中国入世后,内地证券市场急需进行重大改革。她认为,在中国入世后,外资证券企业将会以合资形式进军 A 股以外的内地证券市场,届时内地证券业将面临更激烈的竞争。然而,目前内地约100家证券公司中,大部分公司的管治架构均存在问题,风险管理亦不足,自我监察能力亦偏低。她认为,必须拓展业务及提供更多增值服务予客户,更重要的是提升公司管治及风险管理水平,才能应付 Shi Meilun, vice chairman of China Securities Regulatory Commission, said recently that after China’s accession to the WTO, the mainland securities market is in urgent need of major reforms. She believes that after China’s accession to the WTO, foreign-funded securities companies will venture into the mainland securities markets outside A-shares by way of joint ventures, and the securities industry in the Mainland will face even more intense competition. However, most of the about 100 securities companies in the Mainland currently have problems in their corporate governance structure, lack of risk management and low self-monitoring capabilities. She believes that it is necessary to expand business and provide more value-added services to customers, and more importantly, enhance corporate governance and risk management in order to cope